|
Date
|
Title
|
Topic Area
|
Sent To
|
23 December 2010
|
Promoting the Development of an Islamic Finance Market
|
Taxation
|
ACT Taxation Review
|
21 December 2010
|
OTC Contract for Difference
|
Regulation
|
ASIC
|
10 December 2010
|
Cost Recovery for AUSTRAC's Regulatory Functions
|
Security
|
AUSTRAC
|
7 December 2010
|
Inquiry into Competition in the Australian Banking Sector
|
Other
|
Senate Economics Reference Committee
|
18 November 2010
|
ASX Trade Cancellation Policy
|
Regulation
|
ASX
|
4 November 2010
|
Implications of the US "Volcker Rule" for Australian Entities
|
Other
|
Financial Stability Oversight Council
|
29 October 2010
|
Inquiry into Carbon Tax Pricing Mechanisms
|
Other
|
Senate Select Committee on the Scrutiny of New Taxes
|
27 October 2010
|
Corporations Amendment (Sons of Gwalia) Bill 2010
|
Other
|
Senate Legal and Constitutional Committee
|
15 October 2010
|
Corporations Amendment (No.1 Bill) 2010
|
Regulation
|
Senate Economics Legislation Committee
|
1 October 2010
|
ATO Technical Discussion Papers
|
Taxation
|
ATO
|
19 August 2010
|
Cash Equities Margining
|
Other
|
ASX
|
12 August 2010
|
National Credit Reform Green Paper - Investment Loans
|
Regulation
|
Treasury
|
30 June 2010
|
Proposed Corporations Amendment Regulations (No. )
|
Regulation
|
Treasury
|
11 June 2010
|
Corporations Amendment Regulations 2010 - Market Supervision
|
Regulation
|
Treasury
|
11 June 2010
|
Corporations Amendment (No.1) Bill 2010
|
Regulation
|
Treasury
|
11 June 2010
|
Exposure Draft - Changes to the Taxation of Capital Protected Borrowings
|
Taxation
|
Treasury
|
9 June 2010
|
AML Company Verification
|
Security
|
AUSTRAC
|
4 June 2010
|
Personal Property Securities Regulations 2010
|
Other
|
Attorney-General's Department
|
31 May 2010
|
Proposed Amendments to the ASX Corporate Governance Principles and Recommendations on Gender Diversity
|
Other
|
ASX
|
21 May 2010
|
Inquiry into Regulatory Impediments in the Financial Services Sector - Opportunities for a Wholesale Islamic Finance Market
|
Taxation
|
Victorian Competition & Efficiency Commission
|
14 May 2010
|
Proposed Changes to AML Rules on KYC Information
|
Security
|
AUSTRAC
|
7 May 2010
|
Enhanced Regulation of Alternative Remittance Dealers
|
Security
|
Attorney-General's Department
|
|
16 April 2010
|
Enhancing the Renewable Energy Target
|
Other
|
Department of Climate Change and Energy Efficiency
|
|
16 April 2010
|
International Framework for Liquidity Regulation
|
Regulation
|
Basel Committee for Banking Supervision
|
|
12 April 2010
|
Income Tax Treatment of Instalment Warrants
|
Taxation
|
Treasury
|
|
30 March 2010
|
Record Keeping Requirements under the AML Rules
|
Security
|
AUSTRAC
|
|
29 March 2010
|
Consultation Paper 131 - Market Integrity Rules
|
Regulation
|
ASIC
|
|
25 March 2010
|
New Zealand Financial Service Providers (Pre-Implementation Adjustments) Bill
|
Regulation
|
New Zealand Parliament Finance and Expenditure Committee
|
|
16 March 2010
|
Exposure Draft Financial Sector Legislation Amendment (Prudential Refinements and Other Measures) Bill 2010
|
Regulation
|
Treasury
|
|
26 February 2010
|
Consultation Paper 126 - Facilitating Debt Capital Raising
|
Regulation
|
ASIC
|
|
5 February 2010
|
Simplified AML Due Diligence
|
Security
|
AUSTRAC
|