ASIC: Managing Your Operational Relationship
ASIC: Managing your operational relationship
This course provides participants with a better understanding of how to interact effectively with the Regulator (ASIC) in their day-to-day operations.
Registration Options
Register by fax or email
You will need to download this registration form
-
Download fax or email registration form
PDF, 67.8kB
Downloads
-
Program Outline
PDF, 1.07MB
Related links
Program Summary
| TITLE: |
ASIC: Managing Your Operational Relationship |
| CE: | 3.75hrs Regulation & Compliance |
| FEE: |
Member - $764.50 including GST Non Member - $964.50 including GST |
|
TBA |
About the Speaker
TBA
About this program
This workshop will give managers with operational responsibilities a solid understanding of how to interact effectively with ASIC on a day-to-day basis.
What will you learn?
This workshop will explore:
- ASIC's regulatory toolkit;
- Why ASIC pursues particular regulatory outcomes, including enforcement
- Influencing ASIC's regulatory and enforcement decisions
- Enhancing your interaction with ASIC
- How proactive communication with ASIC can help you meet business objectives
- Demonstrating integrated and effective compliance
Testimonials
This was a great opportunity to learn from presenters with both industry and regulator experience.
A very professional approach.
The interaction (in this workshop) was great.