Diploma of Applied AML/CTF: Module 3
Diploma of Applied AML/CTF: Module 3
This module forms part of the Diploma of Applied Anti Money Laundering and Counter Terrorism Financing Management and focuses on designing and developing a Part A for an AML/CTF program.
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Program Outline
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Program Summary
| PROGRAM: |
Diploma of Applied AML/CTF Management |
| TITLE: | Module 3: Designing and developing Part A of the AML/CTF program |
| CE: |
30hrs Regulation & Compliance |
| FEE: |
See registration form |
|
Melbourne Aug 2, 2012 |
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9:00am - 5:00pm |
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Sydney Aug 7, 2012 |
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9:00pm - 5:00pm |
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Sydney Oct 11, 2012 |
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9:00am - 5:00pm |
About the Speakers
Joy Geary, AML Specialist
Joy is a familiar face in the financial services and compliance arena in Australia. A qualified lawyer, she specialises in advice in the areas of anti-money laundering (AML) and counter terrorist financing (CTF), specifically for the financial services sector. Since May 2007 Joy has trained over 500 people from more than 70 Australian organisations on the Australian AML/CTF Act and how to implement AML/CTF Programs.
About this program
This module outlines the requirements for designing and building Part A for an AML/CTF program, testing and assurance of AML/CTF controls, and investigating unusual matters.
What will you learn?
By the end of the module you will have a good understanding of:
- Part A elements required by AML/CTF Rules;
- Best Practice elements added to AML/CTF rule requirements by AS3806-2006;
- Elements of Part A of an AML/CTF Program including change management, risk awareness training, employee due diligence and oversight by boards and senior management;
- Testing and assurance of AML/CTF controls;
- Frameworks to handle breaches of AML/CTF controls;
- Investigating unusual matters;
- Recording investigation decisions;
- Liaising with regulatory authorities on external investigations;
- Understand the requirements of the Privacy Act in the context of AML/CTF;and
- Access issues and the AML/CTF Act.
Workload
The estimated workload for this module includes:
- Attend a 1-day workshop;
- Complete the self study manual; and
- Participate in 2 webinars.
Assessment
There are two assessment components for this module:
- Complete a 3000 word assignment.
- Submit workplace evidence via the ePortfolio for the assessment of skills.
What you receive by completing this module
Upon successful completion of the module you will be awarded a Statement of Attainment, as partial completion of the Diploma of Applied Anti Money Laundering and Counter Terrorism Financing Management, FNS51710. To achieve the Diploma, you must complete modules one and two in addition to module three.
Testimonials
This is a new qualification.