The A to Z of Know Your Customer
The A to Z of Know Your Customer
Having difficulty with implementing the nuts and bolts of legal entities and the minimum requirements of Chapter 4 of the AML/CTF Rules? Or perhaps you are engaging new staff to perform customer acceptance procedures or oversee their completion? If so, the A to Z of KYC is the workshop for you.
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Program Outline
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Program Summary
| TITLE: |
The A to Z of Know Your Customer |
| CE: | 4hrs Regulation & Compliance |
| FEE: |
Member - $869.00 including GST Non Member - $869.00 including GST |
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TBA |
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About the Speaker
Joy Geary, AML Specialist
Joy is a familiar face in the financial services and compliance arena in Australia. A qualified lawyer, she specialises in advice in the areas of anti-money laundering (AML) and counter terrorist financing (CTF), specifically for the financial services sector. Since May 2007 Joy has trained over 500 people from more than 70 Australian organisations on the Australian AML/CTF Act and how to implement AML/CTF Programs.
About this program
This workshop will give AML/CTF compliance professionals an opportunity to discuss:
- Differences between the legal entities covered by Chapter 4 on the AML/CTF Rules and how to tell them apart;
- How to handle legal entities not covered by Chapter 4;
- Available verification sources for the different legal entities covered by Chapter 4;
- Designing naming conventions for the different legal entities;
- The operational context to the DFAT, RBA and section 102 countermeasures;
- Developing a best practice customer acceptance framework within a risk-based environment;
- Conducting testing and assurance on customer acceptance procedures.
What will you learn?
This workshop will explore:
- Identifying customer types
- Available sources of verification by customer types
- Common problems with customer acceptance procedures
- Best practice approach to customer acceptance procedures
Testimonials
Good presenter with practical knowledge.
For me, this workshop highlighted how easy it is to access AML information in our company.
I was able to get answers to some daily challenges re: Beneficial Ownership.